PT10.2.3 · Colonial Era · UPSC Prelims History

Nawabs of Awadh & Bengal

Two great successor states of the Mughal Empire — and their slow surrender to British power

Successor States of the Mughal Empire

As Mughal central authority weakened after Aurangzeb's death (1707), three classes of successor states emerged:

TypeExamplesOrigin
Type 1: Mughal provinces gone independentHyderabad (1724), Awadh (1722), Bengal (1717)Mughal Subahdars made the office hereditary; nominal allegiance to Delhi continued
Type 2: New states from rebellionMaratha Empire, Sikh Misls, Jat statesLocal rebels who carved out territory at Mughal expense
Type 3: Old states regaining autonomyRajput states, Mysore (Wodeyars/Hyder)Existing dynasties asserted independence as Mughal authority faded

Awadh and Bengal both belong to Type 1 — and both followed similar patterns: Mughal-appointed Subahdars who established hereditary rule, paid nominal tribute to Delhi, and eventually fell into the British orbit.

Nawabs of Awadh: Quick Reference

NawabReignKey Fact
Sa'adat Khan (Burhan-ul-Mulk)1722–1739Founder; Persian Shia adventurer; capital Faizabad; suicide in Persia after Nadir Shah humiliation 1739
Safdar Jung1739–1754Sa'adat's nephew/son-in-law; also Wazir of the Mughal Empire (1748–53); fought Rohillas, Bangash Pathans
Shuja-ud-Daula1754–1775Wazir from 1754; Battle of Buxar 1764 against EIC; Treaty of Allahabad 1765 (paid 50 lakh; Awadh became British ally)
Asaf-ud-Daula1775–1797Capital from Faizabad to Lucknow (1775); built Bara Imambara (1784); Treaty of Faizabad 1775 ceded Benaras & Ghazipur to British
Wazir Ali Khan1797–1798Deposed by British after the Benaras Massacre incident
Sa'adat Ali Khan II1798–1814Subsidiary Alliance 1801 — ceded half of Awadh (Rohilkhand, Allahabad, Doab) to British
Ghazi-ud-Din Haidar1814–1827Took title "Padshah of Awadh" (King) in 1819 — first to formally repudiate Mughal sovereignty
Nasir-ud-Din Haidar1827–1837Decadent reign
Muhammad Ali Shah1837–1842Capable but short reign
Amjad Ali Shah1842–1847
Wajid Ali Shah (last)1847–1856Annexed by Dalhousie Feb 1856; pensioned off to Matiya Burj (Calcutta); died 1887; great patron of Kathak, music, theatre

Sa'adat Khan, Burhan-ul-Mulk (1722–1739)

Sa'adat Khan (Mir Muhammad Amin Burhan-ul-Mulk) was a Persian Shia nau-Mussalman from Naishapur. He came to Mughal India as an adventurer under Aurangzeb, rose under successive emperors, and was appointed Subahdar of Awadh in 1722 by Muhammad Shah. He suppressed the Rajputs of Awadh and made the office hereditary in his family. The capital was Faizabad.

In 1739, when Nadir Shah invaded India and defeated Muhammad Shah at the Battle of Karnal, Sa'adat Khan was reportedly the one who advised Nadir Shah to demand a much larger ransom (out of jealousy of his rival, Nizam-ul-Mulk). Humiliated by the consequences and the loot of Delhi, Sa'adat Khan committed suicide by poisoning in 1739.

Demographic Composition of Awadh

Awadh under the Nawabs developed a distinctive social profile: a Shia Muslim ruling class over a predominantly Sunni and Hindu population. The Nawabs cultivated alliances with Hindu landholders (taluqdars). Persian was the court language; Urdu/Hindavi developed in the bazaars. The state's elaborate court culture produced what we now call "Lucknowi tehzeeb" (refined etiquette).

Safdar Jung (1739–1754) & Shuja-ud-Daula (1754–1775)

Safdar Jung succeeded Sa'adat Khan. He combined the offices of Nawab of Awadh with the imperial Wazir-ship (Wazir of the Mughal Empire) from 1748–53 under Ahmad Shah. He was perhaps the last serious Mughal Wazir. He fought the Rohilla Pathans (Najib-ud-Daula) and the Bangash chiefs, with mixed success.

Shuja-ud-Daula and the British

His son Shuja-ud-Daula ruled 1754–1775. He combined high political talent with limited military success. In 1761 he aided Ahmad Shah Abdali against the Marathas at the Third Battle of Panipat. In 1763 he gave refuge to the deposed Nawab of Bengal Mir Qasim who had fled the British. The next year, joining Mir Qasim and Shah Alam II, he fought the British at the Battle of Buxar (22 October 1764) and was decisively defeated by Hector Munro.

Treaty of Allahabad 1765

In the aftermath of Buxar, Robert Clive negotiated the Treaty of Allahabad (1765) with Shuja-ud-Daula on remarkably moderate terms — Awadh was preserved and not annexed. Terms:

  • Shuja paid 50 lakh rupees war indemnity to the EIC
  • Allahabad and Kora ceded to the Mughal Emperor Shah Alam II (effectively to British protection)
  • Awadh became a British ally — a buffer state between Bengal and the Maratha-Afghan-Sikh north
  • British troops would protect Awadh in exchange for cash subsidy

This was the "buffer state" doctrine — Awadh as the bulwark of British Bengal. It would last for ninety years until 1856.

⚠ EXAMINER TRAP — Shuja-ud-Daula vs. Sa'adat Khan Different generations: Sa'adat Khan = founder, 1722–39, suicide after Nadir Shah's invasion. Shuja-ud-Daula = third Nawab, 1754–75, defeated at Buxar, signed Treaty of Allahabad. Both are confusingly often referenced just as "the Nawab of Awadh" in PYQs — pay attention to dates.

Asaf-ud-Daula (1775–1797) and the Shift to Lucknow

Asaf-ud-Daula shifted the capital from Faizabad to Lucknow in 1775. Under his patronage Lucknow became the most refined cultural centre of late 18th-century India. Achievements include:

  • Built the Bara Imambara (1784) — built as famine relief work; the largest unsupported vaulted hall in India.
  • Built the Rumi Darwaza — the iconic gateway of Lucknow.
  • Patronised Mir Taqi Mir, Mirza Ghazi, Insha Allah Khan — Urdu poetry's Lucknow school.
  • Encouraged Kathak dance and Hindustani music — the Lucknow gharana.

Treaty of Faizabad 1775

Under Warren Hastings, the British forced the Treaty of Faizabad (1775) on Asaf-ud-Daula:

  • Benaras and Ghazipur were ceded to the British (forming Banaras Division)
  • Subsidiary force payments raised
  • Begums of Awadh (Asaf-ud-Daula's mother and grandmother) controversially despoiled by Hastings to extract money — leading to charges in his impeachment 1788

Subsidiary Alliance 1801

Sa'adat Ali Khan II (1798–1814) signed the Subsidiary Alliance with Wellesley in 1801 — Awadh ceded approximately HALF its territory:

  • Rohilkhand (Bareilly, Moradabad)
  • Lower Doab (Allahabad, Etawah, Mainpuri)
  • Some Gorakhpur districts

These ceded territories together formed the new "Ceded Provinces" — later the United Provinces of Agra and Oudh — the heart of Hindi-speaking British India.

Annexation of Awadh by Lord Dalhousie (February 1856)

Wajid Ali Shah (1847–1856) was the last Nawab of Awadh — a great patron of dance, music, poetry, drama, and personally a poet (pen name "Akhtar") and composer. His personal life was elaborate (he had thousands of dependents in his harem) but his administration was decentralised — much of Awadh was effectively run by taluqdars, with the Nawab a ceremonial sovereign.

Dalhousie's Pretext

Lord Dalhousie used the doctrine of "misgovernance" (NOT the Doctrine of Lapse — Awadh did have an heir) to annex Awadh on 13 February 1856. Colonel William Sleeman's reports on Awadh's condition were used as evidence. Wajid Ali Shah was deposed; he refused to sign a treaty surrendering his throne. He was pensioned off to Matiya Burj, near Calcutta, with an annual pension of ₹12 lakh, where he recreated a miniature Lucknow and lived until 1887.

Consequences for 1857

Awadh annexation deeply alienated:

  • Sepoys: about 75,000 of the Bengal Army's sepoys were Awadh-origin Brahmins and Rajputs. With Awadh gone, their families lost privileged status and the recruitment grounds were destabilised.
  • Taluqdars: the British "Summary Settlement" reduced taluqdars to mere zamindars, expropriating ancestral rights over revenue.
  • Begum Hazrat Mahal: Wajid Ali Shah's begum became the central figure of Awadh's resistance in 1857 — proclaiming her son Birjis Qadr as Nawab and leading the defence of Lucknow.

Awadh was thus a major theatre of the 1857 Revolt — covered separately.

⚠ EXAMINER TRAP — Awadh annexation grounds Awadh was annexed in February 1856 on grounds of "misgovernance" — NOT the Doctrine of Lapse. The Doctrine of Lapse applied to states without natural heirs (like Satara, Jhansi, Nagpur). Awadh did have an heir; the British used Wajid Ali Shah's "misrule" as the pretext. UPSC has tested this distinction multiple times.

Nawabs of Bengal: Quick Reference

NawabReignKey Fact
Murshid Quli Khan1717–1727Founder of independent Bengal Nawabi; capital from Dhaka to Murshidabad (1704); appointed Nazim by Farrukh Siyar 1717
Shuja-ud-Din1727–1739Murshid Quli's son-in-law; combined Bengal+Bihar+Odisha
Sarfaraz Khan1739–1740Killed at Battle of Giria 1740 by Alivardi
Alivardi Khan1740–1756Usurped throne; resisted Maratha Bargi raids 1741–51 (paid annual chauth)
Siraj-ud-Daula1756–1757Capture of Calcutta June 1756; Black Hole; defeated & killed at Plassey 23 June 1757
Mir Jafar (1st time)1757–1760British puppet; deposed for incapacity
Mir Qasim1760–1763Capable; ceded Burdwan, Midnapur, Chittagong; reformed army; capital to Munger; defeated at Buxar 1764
Mir Jafar (2nd time)1763–1765Restored; died 1765
Najm-ud-Daula1765–1766Mir Jafar's son; Diwani went to EIC under him
Saif-ud-Daula, Mubarak-ud-Daula1766–1772 (titular)Dual government era; abolished by Hastings 1772; Bengal direct EIC rule

Murshid Quli Khan (1717–1727)

Murshid Quli Khan (originally Muhammad Hadi, a Brahmin convert who served Aurangzeb in the Deccan) was appointed Diwan of Bengal by Aurangzeb in 1700 and Nazim/Subahdar by Farrukh Siyar in 1717.

Reforms

  • Shifted capital from Dhaka to Maksudabad, renamed Murshidabad (1704)
  • Replaced the old Mughal jagirdars with revenue farmers (ijaradars)
  • Encouraged Hindu zamindars and bankers — especially the Jagat Seths banking house
  • Maintained nominal allegiance to the Mughal emperor — sent annual remittances to Delhi
  • Curbed European trade abuses — particularly British misuse of dastaks

Alivardi Khan (1740–1756)

Alivardi Khan seized the throne by killing the previous Nawab Sarfaraz Khan at the Battle of Giria (1740). His reign was dominated by the Maratha Bargi raids (1741–51) — devastating annual incursions led by Maratha generals (Bhaskar Pant, then Raghuji Bhonsle of Nagpur). Alivardi finally bought peace by ceding Odisha to the Marathas and agreeing to pay an annual chauth of ₹12 lakh.

Alivardi was politically astute with the Europeans — he kept the British, French and Dutch in check without provoking war. His grandson and successor Siraj-ud-Daula inherited the throne but lacked Alivardi's diplomatic skill, leading to the Plassey crisis.

For Bengal's later history — Plassey, Mir Jafar, Mir Qasim, Buxar, Dual Government — see the dedicated article on the Battle of Plassey.

✦ MEMORY AID — Bengal Capital Movements Dhaka (Mughal Subah HQ until 1704) → Murshidabad (Murshid Quli, 1704) → Munger (Mir Qasim's brief shift, 1762) → Murshidabad (back, 1763) → Calcutta (Warren Hastings, 1772 — Diwani treasury) → Calcutta as capital of British India until 1911, when shifted to Delhi.
📋 Previous Year Questions

UPSC CSE Prelims 2017: Lord Dalhousie's annexation of Awadh in 1856 was based on which of the following grounds? (a) Doctrine of Lapse (b) Misgovernance (c) Refusal to accept Subsidiary Alliance (d) Conspiracy with the Nawab of Bengal
Answer: (b) Misgovernance — Awadh was already a Subsidiary Ally since 1801; it had heirs so Lapse did not apply.

UPSC CSE Prelims 2014: The Battle of Buxar (1764) was a turning point because: (a) it gave the British the Diwani of Bengal (b) it confirmed British supremacy over the Mughal, the Nawab of Awadh and the Nawab of Bengal in one stroke (c) it preceded the Treaty of Allahabad
Answer: All three are correct, but (b) is the most comprehensive — Buxar broke the combined power of the three principal Indian rulers.

Frequently Asked Questions

Why is Sa'adat Khan called Burhan-ul-Mulk?
Burhan-ul-Mulk ("proof of the realm") was the title given to Sa'adat Khan by Mughal Emperor Muhammad Shah on his appointment as Subahdar of Awadh in 1722. Like Asaf Jah I (Hyderabad), the Awadh ruler was given a Mughal honorific that became dynastic. Burhan-ul-Mulk = Sa'adat Khan = founder of Awadh State.
What was the role of Awadh in the 1857 Revolt?
Awadh was the most important theatre of the 1857 Revolt outside Delhi. Begum Hazrat Mahal, wife of Wajid Ali Shah, proclaimed her son Birjis Qadr as Nawab and led the defence of Lucknow against British forces. Lucknow was besieged for nearly five months; British relief came in two stages (Havelock-Outram, Campbell). The taluqdars rose en masse against the British "Summary Settlement". Awadh was finally pacified in early 1858.
Who shifted Awadh's capital to Lucknow and built the Bara Imambara?
Asaf-ud-Daula (1775–1797) shifted Awadh's capital from Faizabad to Lucknow in 1775. He built the Bara Imambara in 1784 as a famine-relief work — the largest unsupported vaulted hall in India (50 m × 16 m). He also built the Rumi Darwaza and patronised Lucknow's golden age of Urdu poetry, Kathak, and Hindustani music.
Where did Wajid Ali Shah live after annexation?
After Awadh's annexation in February 1856, Wajid Ali Shah was pensioned off to Matiya Burj (near Calcutta) with an annual pension of ₹12 lakh. There he recreated a miniature Lucknow with mosques, imambaras, and a small zoo. He patronised Kathak in Calcutta, contributing to the Lucknow Gharana's spread to Bengal. He died at Matiya Burj in 1887, aged 65, and is buried there. He is also remembered as a poet (pen name "Akhtar") — author of the famous song "Babul mora naihar chhuto hi jaye".
What were the Maratha Bargi raids in Bengal?
The Bargi raids (1741–1751) were annual Maratha incursions into Bengal, Bihar, and Odisha during Alivardi Khan's reign. Led by Bhaskar Pant (assassinated by Alivardi 1744) and then Raghuji Bhonsle of Nagpur, they devastated Bengal's western districts. Alivardi finally bought peace in 1751 by ceding Odisha to the Marathas and agreeing to pay annual chauth of ₹12 lakh. The raids are memorialised in the Bengali nursery rhyme "Khoka ghumalo para juralo, bargi elo deshe".
Who was Begum Hazrat Mahal?
Begum Hazrat Mahal (born Muhammadi Khanum, c.1820–1879) was the second wife of Wajid Ali Shah and the leader of Awadh's resistance in 1857. After Wajid Ali Shah was exiled, she refused to surrender. She crowned her son Birjis Qadr as Nawab in July 1857 and ran the rebel administration of Awadh. After British recapture of Lucknow (March 1858), she fled to Nepal where King Jung Bahadur granted her asylum. She died at Kathmandu in 1879. India honoured her with a postage stamp in 1984.

Related Articles

PT10.1.2 · Colonial Era Battle of Plassey 1757 & British Supremacy in Bengal PT10.3.1 · Colonial Era British Expansion — Subsidiary Alliance & Doctrine of Lapse PT10.4.1 · Colonial Era Revolt of 1857 — Awadh as a major theatre PT10.2.2 · Colonial Era Hyderabad & Nizams — parallel successor state